Important information
Regulatory disclosures
Macquarie Group Important Information
The name ‘Macquarie’ refers to Macquarie Group Limited and its worldwide affiliates and subsidiaries (the Macquarie Group).
Macquarie Group only carries on banking activities in those countries it is authorised to do so. Macquarie Bank Limited (MBL) is authorised and regulated by the Australian Prudential Regulation Authority to carry out banking business in Australia. MBL, acting through its Singapore Branch, is authorised and regulated by the Monetary Authority of Singapore to carry out banking business in Singapore. MBL London Branch is authorised by the Prudential Regulation Authority and subject to regulation by the Financial Conduct Authority and limited regulation by the Prudential Regulation Authority. Details about the extent of our regulation by the Prudential Regulation Authority are available from us on request. MBL London Branch is authorised to carry out banking business in the United Kingdom. Macquarie Bank Europe Designated Activity Company is regulated by the Central Bank of Ireland. MBL maintains Representative Offices in the states of New York and Texas, but is not authorised to conduct business in the US. No member of the Macquarie Group of companies is registered as a bank in New Zealand under the Reserve Bank of New Zealand Act 2021.
Except for MBL, any Macquarie Group entity noted on this page is not an authorised deposit-taking institution for the purposes of the Banking Act 1959 (Commonwealth of Australia). That entity's obligations do not represent deposits or other liabilities of MBL. Any investments are subject to investment risk including possible delays in repayment and loss of income and principal invested. MBL does not guarantee or otherwise provide assurance in respect of the obligations of that entity, unless noted otherwise.
Except for the above entities, Macquarie Group members are not otherwise currently authorised to accept deposits or conduct banking business in any other jurisdiction. Other members of the Macquarie Group are subject to regulation in the regions in which they operate.
Research Disclosures
Important Disclosures regarding specific companies covered in reports issued by:
Macquarie Insurance Facility (MIF) Disclosures
International Organization of Securities Commissions (IOSCO) Principles
Accessibility
Privacy
Cybersecurity
Financial crime risk disclosures
Privacy
Regional Disclosures
Australia
- Australian Government Bank Deposit Guarantee Disclosures
- Important disclosures and information for Macquarie Capital Equities clients
- Research Independence Policy Statement - Macquarie Securities (Australia) Limited
- Australian Complaints Handling Policy
Asia
Canada
- Accessibility at Macquarie Canada
- Macquarie Bank Limited and Macquarie Energy Canada Ltd - Canadian Business Conduct Disclosure
- Macquarie Securities (Australia) Limited - Notice for Canadian Clients - Reliance on International Dealer Exemption
- Macquarie Capital Securities (India) Pvt. Limited - Notice for Canadian Clients - Reliance on International Dealer Exemption
- Macquarie Capital (USA) Inc - Notice for Canadian Clients - Reliance on International Dealer Exemption
- Macquarie Capital (Europe) Limited - Notice for Canadian Clients - Reliance on International Dealer Exemption
- Macquarie Bank Limited - Notice for Canadian Clients - Reliance on International Dealer Exemption
- Macquarie Asset Management Solutions - DDLP Notice for Canadian Clients - Reliance on International Dealer Exemption
- Macquarie Asia Securities Limited - Notice for Canadian Clients - Reliance on International Dealer Exemption
- Macquarie Markets Trading Limited - Notice for Canadian Clients - Reliance on International Dealer Exemption
- Macquarie Securities Korea Limited - Notice for Canadian Clients – Reliance on International Dealer Exemption
- Macquarie Capital Securities (Singapore) - Notice for Canadian Clients – Reliance on International Dealer Exemption
India
- Important Information for Cash Equities - Stock Broking
- Important Information pertaining to Merchant Banking
- Important Information pertaining to Research Analysts
- SCORES
- Investor Complaints Escalation Matrix for Macquarie Capital Securities (India) Private Limited
Indonesia
Japan
Philippines
Singapore
South Africa
United Kingdom & Europe
- Important disclosures & information for clients
- Human rights at Macquarie
- Corporate and Regulatory Status Disclosures
United States of America
- Access disclosures for Macquarie Capital (USA) Inc., Macquarie Futures USA LLC and Macquarie Capital Markets North America Ltd.
- Code of conduct for submitting data to price index developers
- SWAP disclosures
- Macquarie Funds (formerly, Delaware Funds by Macquarie) / Delaware Distributors, L.P.
- California Finance Lenders Law License Disclaimer
- California Voluntary Carbon Markets Disclosure