Back

Important information

Corporate profile

 

Macquarie Capital Securities (Japan) Limited

Macquarie Capital Securities (Japan) Limited, Tokyo Branch provides services to Japanese and overseas institutional investors as part of Macquarie Group in Asia. In Japan, Macquarie Capital Securities provides a range of services for institutional investors, including sales and trading of Japanese equities, and research reports and analysis.

Profile

Macquarie Capital Securities (Japan) Limited

Financial instruments firm, Kanto Financial Bureau (kin-sho) No.231 (Member of association: Japan Securities Dealers Association).

ADDRESS
The New Otani Garden Court 4-1 Kioi-cho, Chiyoda-ku, Tokyo 102-0094
TEL:
03-3512-7900 (Main)
REPRESENTATIVE:
Takuji Watanabe
CAPITAL:
¥7,350 million
SHAREHOLDERS:
100% Macquarie International Investments Limited
EXCHANGE MEMBERSHIP:
Tokyo Stock Exchange, Osaka Exchange, Inc


Customer Inquiries and Complaints

Customer inquiries and complaints may be made to Macquarie Capital Securities (Japan) Limited. Please contact the sales person in charge or use the following contact details.

Macquarie Capital Securities (Japan) Limited

ADDRESS
The New Otani Garden Court 4-1 Kioi-cho, Chiyoda-ku, Tokyo 102-0094
TEL:
03-3512-7864 (Compliance Department)
RECEPTION HOURS:
9:00~17:00 (Excluding weekends, public holidays, and the year-end/new year holiday)


Customer inquiries and complaints via the following organization, which has been commissioned by the Japan Securities Dealers Association, the Financial Futures Association of Japan and Japan Investment Advisers Association to mediate client complaints.

Financial Instruments Mediation Assistance Center (FINMAC)

ADDRESS
Daini Shoken Kaikan, 2-1-1 Kayaba-cho, Nihombashi, Chuo-ku, Tokyo 103-0025
TEL:
0120-64-5005
RECEPTION HOURS:
9:00~17:00 (Excluding weekends, public holidays, and the year-end/new year holiday – between December 31st and January 3rd)


Customer inquiries and complaints regarding the money lending business, please contact the following organization.

Japan Financial Services Association

ADDRESS
2F Futaba Takanawa Bldg, 3-19-15 Takanawa, Minato-ku, Tokyo 108-0074
TEL:
03-5739-3861
RECEPTION HOURS:
9:00~17:00 (Excluding weekends, public holidays, and between December 29th and January 4th)


History

MARCH 2004
Macquarie Bank Limited agreed to acquire the Asian Equity division of ING Group
APRIL 2004
Established Macquarie Securities (Japan) Limited
MAY 2004
Established Tokyo Branch
JULY 2004
Joined Tokyo Stock Exchange
JULY 2004
Joined Osaka Exchange, Inc
AUGUST 2004
Macquarie Securities (Japan) Limited Tokyo Branch started operations
DECEMBER 2004
Joined JASDAQ Securities Exchange
MARCH 2008
Changed name to Macquarie Capital Securities (Japan) Limited
NOVEMBER 2010
Registration of Change (Addition) Investment Advisory/Agent Business
APRIL 2014
Registration of Investment Advisory/Agent Business was returned due internal restructuring and Macquarie Asset Management Japan Co., Ltd was registered for the Investment Management Business


Overview of Macquarie Group

  • Macquarie Group (Macquarie) is a leading provider of banking, financial, advisory, investment and funds management services. Our global operations include offices in the world's major financial centres.
  • Founded in 1969, Macquarie employs more than 13,400 people in 28 countries. At 30 September 2012, Macquarie had assets under management of $US356 billion.
  • Macquarie established a presence in Japan in 2000. Today our Tokyo office offers advisory services to companies, institutional cash equities and research, equity derivatives and structured products, leasing, funds management services, and facilitates trading in fixed income, currencies and commodities.

Securities and Exchange Surveillance Commission (Receiving Information)


Resources

Privacy policy

Solicitation policy

Important Notice on Financial Instruments and Exchange Law

Policy on Anti-Social Forces

Designated Dispute Resolution Institution etc

Best Execution Policy

Distribution Basic Policy

Policy for Customer-Oriented Business Conduct