Important information

United States – Important disclosures and information for clients

Macquarie Capital (USA) Inc.

Confirmation Disclosures for Securities Transactions

Services and Compensation Disclosures (Section 408(B)(2) of ERISA)

Annual Regulatory Disclosures

Macquarie Capital (USA) Inc. Statements of Financial Condition

IEX Rulebook

 

Important Trading Notifications

 

Extended Hours Trading

PDF 147 KB

Net Transactions

PDF 146 KB

FINRA Rule 2262 - Disclosure of Control Relationship with Issuer

PDF 147 KB

Notice for Canadian Clients - Reliance on International Dealer Exemption

PDF 34 KB

Macquarie Futures USA LLC

CFTC Rule 1.55 FCM-Specific Disclosure

Macquarie Futures USA LLC Suitability Standards

Macquarie Futures USA LLC Disclosure for Cleared Swaps Customers

Macquarie Capital Markets North America Ltd.

Macquarie Capital Markets North America Ltd. Disclosure Documents

Policies

Conflicts of Interest Summary Policy

PDF 1 MB

Disclaimers

Macquarie Advisory and Capital Markets South Africa (Pty) Ltd - Disclaimer

PDF 116 KB

Macquarie Securities South Africa Limited - Disclaimer

PDF 108 KB

Access to Information

Macquarie Securities South Africa – PAIA Manual

PDF 628 KB

Debt Listing Documents

MIIL Inward Debt Listing

Information Memorandum

PDF 1 MB

Applicable Pricing Supplements

MIIL01

PDF 931 KB

MIIL02

PDF 863 KB

Annual Financial Statements

Annual Financial Statements 2013

PDF 1 MB

Annual Financial Statements 2014

PDF 1 MB

Annual Financial Statements 2015

PDF 1 MB

Annual Financial Statements 2016

PDF 1 MB

Annual Financial Statements 2017

PDF 2 MB

Annual Financial Statements 2018

PDF 1 MB

Annual Financial Statements 2019

PDF 3 MB

MSSA Debt Listing

Programme Memorandum dated 8 October 2010

PDF 6 MB

Amended and Restated Programme Memorandum dated 17 May 2012

PDF 10 MB

Supplement dated 25 June 2012

PDF 49 KB

Preference Share Supplement dated 14 December 2012

PDF 4 MB

Supplement dated 14 February 2013

PDF 113 KB

Supplement dated 28 March 2013

PDF 55 KB

Consolidated Amended and Updated Programme Memorandum dated 8 September 2016

PDF 2 MB

Annual Financial Statements

Annual Financial Statements 2014

PDF 813 KB

Annual Financial Statements 2015

PDF 1 MB

Annual Financial Statements 2016

PDF 5 MB

Annual Financial Statements 2017

PDF 1 MB

Annual Financial Statements 2018

PDF 5 MB

Annual Financial Statements 2019

PDF 10 MB

MBL Inward Listing

Inward Listing Supplement dated 31 March 2015

PDF 544 KB

Annual Financial Statements