Important information

United States – Important disclosures and information for clients

Macquarie Capital (USA) Inc.

Disclosure of Control Relationship with Issuer

Confirmation Disclosures for Securities Transactions

Services and Compensation Disclosures (Section 408(B)(2) of ERISA)

Annual Regulatory Disclosures

Disclosures of SEC-Required Order Routing and Execution Information

Macquarie Capital (USA) Inc. Statements of Financial Condition

IEX Rulebook

 

Important Trading Notifications

 

    Extended Hours Trading

    PDF 130 KB

    Net Trading

    PDF 106 KB

    Notice for Canadian Clients

    PDF 102 KB

    Macquarie Futures USA LLC

    CFTC Rule 1.55 FCM-Specific Disclosure

    Macquarie Futures USA LLC Suitability Standards

    Macquarie Futures USA LLC Disclosure for Cleared Swaps Customers