Important information

United States – Important disclosures and information for clients

Macquarie Capital (USA) Inc.

Confirmation Disclosures for Securities Transactions

Services and Compensation Disclosures (Section 408(B)(2) of ERISA)

Annual Regulatory Disclosures

Disclosures of SEC-Required Order Routing and Execution Information

Macquarie Capital (USA) Inc. Statements of Financial Condition

IEX Rulebook

 

Important Trading Notifications

 

Extended Hours Trading

PDF 147 KB

Net Transactions

PDF 146 KB

FINRA Rule 2262 - Disclosure of Control Relationship with Issuer

PDF 147 KB

Notice for Canadian Clients - Reliance on International Dealer Exemption

PDF 34 KB

Macquarie Futures USA LLC

CFTC Rule 1.55 FCM-Specific Disclosure

Macquarie Futures USA LLC Suitability Standards

Macquarie Futures USA LLC Disclosure for Cleared Swaps Customers

Macquarie Capital Markets North America Ltd.

Macquarie Capital Markets North America Ltd. Disclosure Documents