USA PATRIOT Act
Important information about procedures for opening a new account
To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account. What this means for you: When you open an account, we will ask for your name, address, date of birth, tax ID number, and other information that will allow us to identify you. We may also ask to see your driver’s license or other identifying documents.
USA PATRIOT ACT Certification
Pursuant to the USA PATRIOT Act and final rules issued by the U.S. Department of the Treasury, a U.S. bank or a U.S. broker-dealer in securities (a "Covered Financial Institution") is required to obtain certain information from any "Foreign Bank" that maintains a correspondent account with it.
As permitted by the final rules, Macquarie Bank Ltd. (“MBL”) has prepared a Global Certification for use by any financial institution that believes it requires a USA PATRIOT Act Certificate from MBL or one of its branches or listed subsidiaries. Please use this Certification instead of asking MBL or one of its branches or listed subsidiaries to complete a separate Certification form.
(If you cannot find the subsidiary you do business with in the attached list, please contact the subsidiary directly.)
Special Measures (Section 311) Customer Notification
Pursuant to U.S. regulations issued under Section 311 of the USA PATRIOT Act (31 CFR 1010.651- 1010.670) we are prohibited from establishing, maintaining, administering or managing a correspondent account for or on behalf of: Banco Delta Asia, or any of its subsidiaries (including, but not limited to, Delta Asia Credit Limited, and Delta Asia Insurance Limited), Bank of Dandong, FBME Bank Ltd. and any of its subsidiaries, and Commercial Bank of Syria or any of its subsidiaries (including Syrian Lebanese Commercial Bank) and any financial institution based in Burma, Democratic People's Republic of Korea and the Islamic Republic of Iran.
Customer Notice Regarding Proposed Rulemaking Under Section 311 of the USA PATRIOT Act
In addition please be advised that as a result of proposed rulemaking under Section 311 of the USA PATRIOT Act, we would like to inform you that your account with us cannot be used to provide banking services to: ABLV Bank in Latvia, Halawi Exchange Go, Kassem Rmeiti & Co. For Exchange or any subsidiaries of such entities.
Americas Financial Crimes Compliance
Call: +1 713 275 6298