Investor charter | Macquarie Group

Pursuant to SEBI requirements applicable to Merchant Bankers, investors may refer to the Investor Charters prescribed by SEBI for the following activities:

Initial Public Offer (IPO) and Further Public Offer (FPO), including Offer for Sale (OFS)
Rights Issue
Qualified Institutions Placement (QIP)
Preferential Issue
SME IPO and FPO, including OFS
Buyback of Securities
Delisting of Equity Shares
Substantial Acquisition of Shares and Takeovers

The Investor Charters for the above activities are set out in Annexure V of the SEBI Master Circular for Merchant Bankers (pages 42-92).

Details of the Investor Complaints received by Macquarie Capital Securities (India) Private Limited as Merchant Banker

Data for every month ending:

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SN	Received from	Pending as at the end of last month	Received during the particular month	Received during the particular month	Resolved during the particular month*	Total Pending during the articular month #	Average Resolution time^ (in days)
1	Directly from Investors	-	-	-	-	-	NA
2	SEBI (SCORES)	-	-	-	-	-	NA
3	Stock Exchanges	-	-	-	-	-	NA
4	Other Sources (if any)	-	-	-	-	-	NA
5	Grand Total	-	-	-	-	-	-

Aggregate trend of montly disposal of complaints

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SN	Month	Carried forward from previous month	Received	Resolved*	Pending#
1	Jan-26	-	-	-	-
2	Feb-26	-	-	-	-
3	Mar-26	-	-	-	-
4	Apr-26	-	-	-	-
5	May-26	-	-	-	-
6	Jun-26	-	-	-	-
7	Jul-26	-	-	-	-
8	Aug-26	-	-	-	-
9	Sep-26	-	-	-	-
10	Oct-26	-	-	-	-
11	Nov-26	-	-	-	-
12	Dec-26	-	-	-	-
	Grand Total	-	-	-	-

Aggregate trend of annual disposal of complaints

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SN	Year	Carried forward from previous year	Received during the year	Resolved during the year	Pending at the end of the year
2	2022	-	-	-	-
3	2023	-	-	-	-
4	2024	-	-	-	-
5	2025	-	-	-	-
6	2026	-	-	-	-
	Grand Total	-	-	-	-

by total number of complaints resolved in the current month.

*Inclusive of complaints of previous months resolved in the current month.

#Inclusive of complaints pending as on the last day of the month.

(Pursuant to Regulation 13A(2) of the Securities and Exchange Board of India (SEBI) Merchant Bankers Regulations)

Macquarie Capital Services India Private Limited (MCSIPL) undertakes certain non-SEBI regulated activities by providing services in connection with Macquarie Capital’s global investing business, which provides development and investment capital to infrastructure and energy projects and companies, with a focus on digital, social and economic infrastructure and the energy transition. SEBI investor protection provisions do not apply to these activities.