Regulatory Disclosures


Research Disclosures


Important Disclosures regarding specific companies covered in reports issued by Macquarie Research

Global Research Disclaimer

Sales and Trading Disclosures


Global Sales and Trading Disclaimer

Financial Disclosures


Basel III Pillar 3 regulatory disclosures

Regional Disclosures


UK & Europe - Important disclosures & information for clients
> Access EMIR disclosures for Macquarie Bank Limited and Macquarie Bank International Limited

US - Important disclosures & information for clients
> Access disclosures for Macquarie Capital (USA) Inc., Macquarie Futures USA LLC and Macquarie Capital Markets North America Ltd.

Macquarie Important Information


The name ‘Macquarie’ refers to Macquarie Group Limited and its worldwide affiliates and subsidiaries (the Macquarie Group).

Macquarie only carries on banking activities in those countries it is authorised to do so. Macquarie Bank Limited (MBL) is authorised by the Australian Prudential Regulation Authority (APRA) to carry out banking business in Australia. MBL, acting through its Seoul Branch, is authorised and regulated by the Financial Services Commission in Korea to carry out banking business in Korea. MBL, acting through its Singapore Branch, is authorised and regulated by the Monetary Authority of Singapore to carry out banking business in Singapore. MBL, acting through its Hong Kong branch, is authorised and regulated by the Hong Kong Monetary Authority to carry on banking business in Hong Kong. Both MBL London Branch (MBLLB) and Macquarie Bank International Limited (MBIL) are authorised to carry out banking business in the United Kingdom as described in the UK & Europe Corporate and Regulatory Status Disclosures section below. Macquarie Bank Limited maintains Representative Offices in the states of Illinois, New York and Texas, but is not authorised to conduct business in the US.

Other than Macquarie Bank Limited (MBL), any Macquarie Group entity noted on this page is not an authorised deposit-taking institution for the purposes of the Banking Act 1959 (Commonwealth of Australia). That entity's obligations do not represent deposits or other liabilities of MBL. MBL does not guarantee or otherwise provide assurance in respect of the obligations of that entity, unless noted otherwise.

Macquarie Group Limited and its related corporations are not otherwise currently authorised to accept deposits or conduct banking business in any other jurisdiction. Other members of the Macquarie Group are subject to regulation in the regions in which they operate.

Delaware Investments, a member of Macquarie Group, refers to Delaware Management Holdings, Inc. and its subsidiaries. Investment advisory services provided by Delaware Investment Advisers, a series of Delaware Management Business Trust (DMBT). DMBT is registered as an investment adviser with the United States Securities and Exchange Commission. 

UK & Europe Corporate and Regulatory Status Disclosures

Macquarie Bank Limited London Branch

Macquarie Bank Limited (“MBL”) is an Australian Public Limited Company incorporated in the Australian Capital Territory, Australia (ABN 46 008 583 542 Australian Financial Services Licence (“AFSL”) and Australian Credit Licence 237502). The registered office for MBL is Level 3, 25 National Circuit, Forrest ACT 2603, Australia.

MBL (including its branches) is authorised by the Australian Prudential Regulation Authority (“APRA”). Details of the extent of our regulation by APRA and the Australian Securities & Investment Commission (“ASIC”) are available from us on request.

Macquarie Bank Limited (London Branch) (“MBLLB”) is registered in England and Wales as a branch of a foreign company under number BR002678 (Company No. FC018220). The registered office for MBLLB is Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom.

Macquarie Bank Limited (including its branches) is authorised and regulated by the Australian Prudential Regulation Authority. MBLLB is authorised by the Prudential Regulation Authority, and is subject to regulation by the Financial Conduct Authority and limited regulation by the Prudential Regulation Authority. Details about the extent of our regulation by the Prudential Regulation Authority are available from us on request (FCA Firm No. 170934).

Switzerland: Macquarie Bank Limited maintains Representative Offices in Geneva and Zurich but is not authorised to conduct business in Switzerland by FINMA.

Macquarie Bank International Limited

Macquarie Bank International Limited (“MBIL”) is incorporated and registered in England and Wales (Company No. 06309906). The registered office for MBIL is Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom. 

MBIL is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority (FCA Firm No. 471080).

Germany: Macquarie Bank International Limited, German branch is registered with the local court (Amtsgericht) in Munich under number HRB 189708 having its registered office at Sternstrasse 5, 80538 München, Germany.

Macquarie Capital (Europe) Limited

Macquarie Capital (Europe) Limited (“MCEL”) is incorporated and registered as a private limited company in England and Wales (Company No. 03704031). The registered office for MCEL is Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom. 

MCEL is authorised and regulated by the Financial Conduct Authority (FCA Firm No. 193905). 

Germany: Macquarie Capital (Europe) Limited, German branch is registered with the local court (Amtsgericht) in Frankfurt/Main under number HRB 82506 having its registered office at OpernTurm Bockenheimer Landstrasse 2-4, 60306 Frankfurt am Main, Germany. 

Switzerland: Macquarie Capital (Europe) Limited maintains a Representative Office in Geneva but is not authorised to conduct business in Switzerland by FINMA.

Macquarie Infrastructure and Real Assets (Europe) Limited

Macquarie Infrastructure and Real Assets (Europe) Limited (“MIRAEL”) is registered in England and Wales (Company No. 03976881). The registered office for MIRAEL is Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom. 

MIRAEL is authorised and regulated by the Financial Conduct Authority (FCA Firm No.195652).


Further information can be found on this website or by contacting us.