Important information

Macquarie Capital (USA) Inc. Disclosures of SEC-Required Order Routing and Execution Information

Disclosure of SEC-Required Order Routing Information (Rule 606)

US Securities and Exchange Commission (SEC) Rule 606 requires U.S. broker-dealers to publish quarterly reports identifying the venues to which they route customer orders. In accordance with Rule 606(a), Macquarie Capital (USA) Inc. (“MCUSA”) publishes a report for covering held, non-directed customer orders in Regulation NMS stocks and listed options, which can be found at the following link.

Disclosure of SEC-Required Order Execution Information (Rule 605)

US Securities and Exchange Commission (SEC) Rule 605 requires that market centers trading National Market System (NMS) securities publicly disclose monthly electronic reports that are required to include uniform statistics regarding execution quality.  Information regarding MCUSA’s most recent quality-of-executions disclosure pursuant to SEC Rule 605 is available at https://vrs.vista-one-solutions.com/sec605rule.aspx.