India Cash Equities Disclosure
With a view to identify and alert the market participants such as Stock Brokers and their clients at an early stage about any unusual/abnormal activity, the Exchanges have decided jointly with the Indian Capital Market Regulator to issue observation/caution letters to brokers/clients where prima facie, unusual/abnormal activities are observed by the Exchange.
In view of the above, we wish to bring the same to your kind attention.
Please click on the following links for the relevant circulars issued by the Stock Exchanges on this matter for your information.
NSE: http://www.nseindia.com/content/circulars/INVG20934.pdf
BSE: http://www.bseindia.com/markets/MarketInfo/DispNewNoticesCirculars.aspx?page=20120605-30
Macquarie Capital Securities (India) Private Limited having SEBI registration no. INZ000243533 as a stockbroker, SEBI registration no. INH000000545 as a research analyst and SEBI registration no. INM000010932 as a merchant banker, is not an authorized deposit-taking institution for the purposes of the Banking Act 1959 (Commonwealth of Australia), and its obligations do not represent deposits or other liabilities of Macquarie Bank Limited (MBL) ABN 46 008 583 542 (“MBL”). Any investments are subject to investment risk including possible delays in repayment and loss of income and principal invested. MBL does not guarantee or otherwise provide assurance in respect of the obligations of Macquarie Capital Securities (India) Private Limited. Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors. Please visit at https://www.macquarieresearch.com/rp/web/guest/disclaimer for the Global Research disclosures
Compliance Officer: Ms. Gitanjali Mehta Chugh; Tel: +91 22 6720 4000; Email: gitanjali.mehta@macquarie.com
For investor related complaints, kindly email us at MSGrievanceRedressel@macquarie.com
