Rule 28.1.2.5.2(n) of the 2015 SRC IRR – Website Requirement

Macquarie Capital Securities (Philippines) Inc. Company Profile

1. Company’s background information

• Registered name

The Company's name is Macquarie Capital Securities (Philippines) Inc. [formerly named Macquarie Securities (Philippines) Inc., ING Securities (Philippines) Inc and Baring Securities (Philippines) Inc.].

• Date of incorporation

The Company was incorporated on 21 August 1990.

• Share capital

The Company's authorized share capital is P470,000,000 divided into 4,700,000 ordinary shares with a par value of P100 each. 4,643,842 shares of P100 each have been issued. All shares are fully paid up.

• Registered office

The Company's registered office is at Level 29, Tower One, The Enterprise Center, Ayala Avenue, Makati City.

• Type of business already conducted in Philippines

The Company conducts a securities business including securities brokerage and securities trading.

2. Company’s operational information

• Method of Operation

The Company is part of Macquarie Capital Securities, a pan-Asian regional business that includes cash equity brokerage sales, equity trading, facilitation trading, execution, research and equity capital markets businesses across Asia.  Macquarie Capital Securities markets include the Philippines, Hong Kong, Singapore, Bangkok, Jakarta, Kuala Lumpur, Seoul, Taipei, Tokyo, Shanghai, Mumbai and includes Asian sales and trading desks in London and Asian sales desks in London, Frankfurt, Munich, Geneva, New York, San Francisco, Boston, Denver, Toronto, Montreal, Vancouver, Calgary, Cape Town and Johannesburg, and have affiliated offices in Australia, Sydney, Melbourne, Perth and Auckland.

3. Management Personnel